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Regina Stieglitz-Ruiz

Ubs Financial Services Inc.

New York, NY

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-11-08
CT RA APPROVED 2023-11-06
  • NJ RA
    APPROVED
    Since 2023-11-08
  • CT RA
    APPROVED
    Since 2023-11-06

Branch Locations

New York, NY • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bucknell University Lewisburg PA 05/2019 05/2023
Greenwich Highschool Greenwich CT 06/2015 05/2019
Ubs Financial Services, Inc Weehawken NJ 08/2023 Present
  • 05/2019 → 05/2023
    Bucknell University
    Lewisburg, PA
  • 06/2015 → 05/2019
    Greenwich Highschool
    Greenwich, CT
  • 08/2023 → Present
    Ubs Financial Services, Inc
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-06
  • S66 Uniform Combined State Law Examination
    2023-11-06
Other Names
  • Regina Stieglitz

View on SEC IAPD

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