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Michelle Allison Kaplan

Morgan Stanley

Jericho, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-02
TX RA APPROVED_RES 2025-05-02
  • NY RA
    APPROVED
    Since 2025-05-02
  • TX RA
    APPROVED_RES
    Since 2025-05-02

Branch Locations

Two Jericho Plaza, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Dix Hills NY 08/2012 06/2022
Ubs Financial Services Inc. Weehawken NJ 07/2022 10/2024
Morgan Stanley Smith Barney Llc Jericho NY 05/2025 Present
Unemployed Dix Hills NY 10/2024 04/2025
Morgan Stanley Private Bank, N.A New York NY 10/2025 Present
  • 08/2012 → 06/2022
    Student
    Dix Hills, NY
  • 07/2022 → 10/2024
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 05/2025 → Present
    Morgan Stanley Smith Barney Llc
    Jericho, NY
  • 10/2024 → 04/2025
    Unemployed
    Dix Hills, NY
  • 10/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06
Other Names
  • Michelle A Kaplan

View on SEC IAPD

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BRIAN PHILLIP GAMBLE
CATHERINE PATRICIA BOYLE

Other Offices

FIRST LONG ISLAND INVESTORS, LLC · JERICHO, NY
LPL FINANCIAL LLC · JERICHO, NY
UBS FINANCIAL SERVICES INC. · Jericho, NY
UBS FINANCIAL SERVICES INC. · JERICHO, NY
RBC CAPITAL MARKETS, LLC · JERICHO, NY
UBS FINANCIAL SERVICES INC. · Jericho, NY
ERNST & YOUNG INVESTMENT ADVISERS LLP · Jericho, NY
ERNST & YOUNG INVESTMENT ADVISERS LLP · JERICHO, NY

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