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Anthony Richard Rugnetta

Robert W. Baird & Co. Incorporated

Seattle, WA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-10-23
  • WA RA
    APPROVED
    Since 2024-10-23

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Beverly Hills CA 06/2021 05/2022
Ups Gardena CA 12/2019 01/2020
Rolling Hills Country Day School Rolling Hills Estates CA 06/2019 08/2019
Washington State University Pullman WA 08/2018 05/2022
South Torrance High School Torrance CA 09/2014 06/2018
49 Wealth Management El Segundo CA 07/2022 06/2023
Purshe Kaplan Sterling Investments Albany NY 07/2022 06/2023
Robert W. Baird & Co. Incorporated Seattle WA 11/2023 Present
Unemployed Seattle WA 06/2023 11/2023
  • 06/2021 → 05/2022
    Compass
    Beverly Hills, CA
  • 12/2019 → 01/2020
    Ups
    Gardena, CA
  • 06/2019 → 08/2019
    Rolling Hills Country Day School
    Rolling Hills Estates, CA
  • 08/2018 → 05/2022
    Washington State University
    Pullman, WA
  • 09/2014 → 06/2018
    South Torrance High School
    Torrance, CA
  • 07/2022 → 06/2023
    49 Wealth Management
    El Segundo, CA
  • 07/2022 → 06/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 11/2023 → Present
    Robert W. Baird & Co. Incorporated
    Seattle, WA
  • 06/2023 → 11/2023
    Unemployed
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-21
S63 Uniform Securities Agent State Law Examination 2022-07-19
  • S65 Uniform Investment Adviser Law Examination
    2024-10-21
  • S63 Uniform Securities Agent State Law Examination
    2022-07-19
Other Names
  • Anthony Richard Rugnetta
  • Anthony R Rugnetta

View on SEC IAPD

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