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Katherine Lynn Willoughby

Ubs Financial Services Inc.

Lincoln, NE

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-09-22
  • NE RA
    APPROVED
    Since 2023-09-22

Branch Locations

8415 Maddox Drive Suite 101, Lincoln, NE 68520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hyvee Lincoln NE 05/2018 08/2021
Unemployed Lincoln NE 01/2012 05/2018
Ubs Financial Services Lincoln NE 09/2022 Present
Ubs Financial Services Lincoln NE 06/2021 08/2022
  • 05/2018 → 08/2021
    Hyvee
    Lincoln, NE
  • 01/2012 → 05/2018
    Unemployed
    Lincoln, NE
  • 09/2022 → Present
    Ubs Financial Services
    Lincoln, NE
  • 06/2021 → 08/2022
    Ubs Financial Services
    Lincoln, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-21
  • S66 Uniform Combined State Law Examination
    2023-09-21

View on SEC IAPD

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Other Offices

AMERITAS ADVISORY SERVICES, LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
LPL FINANCIAL LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
AMERITAS ADVISORY SERVICES, LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
U.S. BANCORP ADVISORS, LLC · Lincoln, NE

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