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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-09-06
MI RA APPROVED 2023-09-05
  • TN RA
    APPROVED
    Since 2023-09-06
  • MI RA
    APPROVED
    Since 2023-09-05

Branch Locations

3325 Aspen Grove Dr Ste 102, Franklin, TN 37067 • United States

500 S Old Woodward, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc ( Birmingham MI 07/2022 08/2023
Waypoint Financial Partners, Llc Franklin TN 05/2021 06/2022
Arid Delivery Products Llc Franklin TN 04/2021 Present
Safestamp Inc. San Francisco CA 02/2020 05/2021
The University Of Tennessee Knoxville TN 08/2018 05/2022
The Kroger Co. Franklin TN 01/2018 08/2018
Battle Ground Academy Franklin TN 08/2015 05/2018
Doordash, Inc. San Francisco CA 05/2019 04/2021
Osaic Wealth Inc Franklin TN 09/2023 Present
  • 07/2022 → 08/2023
    Wells Fargo Advisors Financial Network, Llc (
    Birmingham, MI
  • 05/2021 → 06/2022
    Waypoint Financial Partners, Llc
    Franklin, TN
  • 04/2021 → Present
    Arid Delivery Products Llc
    Franklin, TN
  • 02/2020 → 05/2021
    Safestamp Inc.
    San Francisco, CA
  • 08/2018 → 05/2022
    The University Of Tennessee
    Knoxville, TN
  • 01/2018 → 08/2018
    The Kroger Co.
    Franklin, TN
  • 08/2015 → 05/2018
    Battle Ground Academy
    Franklin, TN
  • 05/2019 → 04/2021
    Doordash, Inc.
    San Francisco, CA
  • 09/2023 → Present
    Franklin, TN
Previous Registrations
Other Businesses

1. ARID DELIVERY PRODUCTS LLC POSITION: Founder and CEO NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2021 ADDRESS: 516 Pearre Springs Way, Franklin TN 37064, United States DESCRIPTION: The founder and CEO of Arid Delivery Products LLC ("Arid"), a Tennessee-based limited liability company organized (by myself) in April 2021 and located at 516 Pearre Springs Way, Franklin, TN, 37064. Arid is a non-investment-related, business-to-business, startup company providing multi-layered, insulated delivery bags to on-demand food delivery companies. I devote 40 hours per month (0 hours during securities trading) to the company, specializing in general management, product design, sales, and marketing. 2. THE INVESTMENT CONSULTING GROUP LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 150 START DATE: 06/27/2022 ADDRESS: 3325 Aspen Grove Dr, Ste 102, Franklin TN 37067, United States DESCRIPTION: Financial Advisor at the Investment Consulting Group.Serve in the capacities of project management, portfolio management, and financial advisory. 3. CLAYTON FRANKLIN POSITION: Notary NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2023 ADDRESS: 516 Pearre Springs Way, Franklin TN 37064, United States DESCRIPTION: Actively hold a notary stamp in Williamson County, TN. Services are performed for no charge and are not marketed. 4. CLAYTON FRANKLIN POSITION: CFP Professional NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2025 ADDRESS: 3325 Aspen Grove Dr, Ste 102, Franklin TN 37067, United States DESCRIPTION: Actively hold a CFP Certification. CFP Board ID#: 552870.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-10
  • S66 Uniform Combined State Law Examination
    2021-09-10
Designations
Other Names
  • Clay Franklin

View on SEC IAPD

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