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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
Branch Locations
1265 Carlsbad Village Dr #201, Carlsbad, CA 92008 • United States
1265 Carlsbad Village Dr., #201, Carlsbad, CA 92008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-12 |
Branch Locations
1265 Carlsbad Village Dr., #201, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Danville Pet Store | Danville | CA | 01/2006 | 04/2017 |
| Orinda Country Club | Orinda | CA | 06/2016 | 08/2018 |
| United Guard | Orinda | CA | 05/2018 | 08/2019 |
| Ace Parking | San Diego | CA | 10/2019 | 04/2020 |
| Guide My Finances | Carlsbad | CA | 05/2021 | Present |
| San Diego State University | San Diego | CA | 08/2017 | 05/2021 |
| Woodbury Financial Services Inc | Carlsbad | CA | 12/2021 | 01/2024 |
| Osaic Wealth, Inc. | Carlsbad | CA | 01/2024 | Present |
1. GUIDE MY FINANCES; INVESTMENT-RELATED; CARLSBAD, CA; FINANCIAL PARAPLANNER; START DATE: 5/2021; APPROX. 160 HRS/MO WITH 80 HRS/MO DURING TRADING HOURS; PROVIDES INVESTMENT MANAGEMENT, FINANCIAL PLANNING AND CREATES FINANCIAL PLANS. 2. GUIDE MY FINANCES POSITION: Registered Investment Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/12/2023 ADDRESS: 1265 Carlsbad Village Dr., 201, Carlsbad CA 92008, United States DESCRIPTION: Financial Planning - no custody of funds or asset management. 3. STRATOSPHERE STRATEGIES LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 5113 Whitman Way, Apt 308, Carlsbad CA 92008, United States DESCRIPTION: Provide travel-related research and support services for individuals. This includes identifying flight options, assisting with points and travel-reward usage, organizing itineraries, and coordinating bookings at the client's direction. All services are administrative and logistical in nature. I do not give financial advice, investment advice, or handle client funds. 4. ROVER HOUSE & PET SITTING POSITION: Owner NATURE: No business structure. I do house sitting and pet sitting around my city. INVESTMENT RELATED: No NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2025 ADDRESS: 5113 Whitman Way, Apt 308, Carlsbad CA 92008, United States DESCRIPTION: I provide in-home pet care including feeding, walking, administering basic care routines, and keeping pets' living areas clean. I stay in the client's home when needed, maintain their routine, bring in mail/packages, manage light household tasks such as taking out trash, and ensure the home is secure.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-15 |
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