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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

1265 Carlsbad Village Dr #201, Carlsbad, CA 92008 • United States

Guide My Finances

1265 Carlsbad Village Dr., #201, Carlsbad, CA 92008 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-12
  • CA RA
    APPROVED
    Since 2023-01-12

Branch Locations

1265 Carlsbad Village Dr., #201, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Danville Pet Store Danville CA 01/2006 04/2017
Orinda Country Club Orinda CA 06/2016 08/2018
United Guard Orinda CA 05/2018 08/2019
Ace Parking San Diego CA 10/2019 04/2020
Guide My Finances Carlsbad CA 05/2021 Present
San Diego State University San Diego CA 08/2017 05/2021
Woodbury Financial Services Inc Carlsbad CA 12/2021 01/2024
Osaic Wealth, Inc. Carlsbad CA 01/2024 Present
  • 01/2006 → 04/2017
    Danville Pet Store
    Danville, CA
  • 06/2016 → 08/2018
    Orinda Country Club
    Orinda, CA
  • 05/2018 → 08/2019
    United Guard
    Orinda, CA
  • 10/2019 → 04/2020
    Ace Parking
    San Diego, CA
  • 05/2021 → Present
    Carlsbad, CA
  • 08/2017 → 05/2021
    San Diego State University
    San Diego, CA
  • 12/2021 → 01/2024
    Woodbury Financial Services Inc
    Carlsbad, CA
  • 01/2024 → Present
    Carlsbad, CA
Previous Registrations
  • 2023-01-03 → 2024-01-19
    Woodbury Financial Services, Inc.
    Carlsbad, CA
    Oakdale, MN
Other Businesses

1. GUIDE MY FINANCES; INVESTMENT-RELATED; CARLSBAD, CA; FINANCIAL PARAPLANNER; START DATE: 5/2021; APPROX. 160 HRS/MO WITH 80 HRS/MO DURING TRADING HOURS; PROVIDES INVESTMENT MANAGEMENT, FINANCIAL PLANNING AND CREATES FINANCIAL PLANS. 2. GUIDE MY FINANCES POSITION: Registered Investment Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/12/2023 ADDRESS: 1265 Carlsbad Village Dr., 201, Carlsbad CA 92008, United States DESCRIPTION: Financial Planning - no custody of funds or asset management. 3. STRATOSPHERE STRATEGIES LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 5113 Whitman Way, Apt 308, Carlsbad CA 92008, United States DESCRIPTION: Provide travel-related research and support services for individuals. This includes identifying flight options, assisting with points and travel-reward usage, organizing itineraries, and coordinating bookings at the client's direction. All services are administrative and logistical in nature. I do not give financial advice, investment advice, or handle client funds. 4. ROVER HOUSE & PET SITTING POSITION: Owner NATURE: No business structure. I do house sitting and pet sitting around my city. INVESTMENT RELATED: No NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2025 ADDRESS: 5113 Whitman Way, Apt 308, Carlsbad CA 92008, United States DESCRIPTION: I provide in-home pet care including feeding, walking, administering basic care routines, and keeping pets' living areas clean. I stay in the client's home when needed, maintain their routine, bring in mail/packages, manage light household tasks such as taking out trash, and ensure the home is secure.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-15
  • S66 Uniform Combined State Law Examination
    2022-11-15

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