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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-26
  • NY RA
    APPROVED
    Since 2026-01-26

Branch Locations

130 Linden Oaks Drive Suite D, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seabreeze Amusement Park Rochester NY 05/2017 09/2019
Chipotle Webster NY 09/2017 06/2021
Financial Freedom Group Rochester NY 05/2021 Present
Osaic Wealth Rochester NY 07/2024 Present
Babysitting Rochester NY 07/2014 05/2017
  • 05/2017 → 09/2019
    Seabreeze Amusement Park
    Rochester, NY
  • 09/2017 → 06/2021
    Chipotle
    Webster, NY
  • 05/2021 → Present
    Financial Freedom Group
    Rochester, NY
  • 07/2024 → Present
    Osaic Wealth
    Rochester, NY
  • 07/2014 → 05/2017
    Babysitting
    Rochester, NY
Other Businesses

1. INSTAGRAM CONTENT CREATION POSITION: Content Creator NATURE: Free lance. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2021 ADDRESS: 141 Avondale Road, Rochester NY 14622, United States DESCRIPTION: -Create videos to post on Instagram reels -Edit photos -Promote products (hair care, clothing, etc.) 2. TIK TOK CONTENT CREATION POSITION: Content Creator NATURE: Free lance work. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2021 ADDRESS: 141 Avondale Road, Rochester NY 14622, United States DESCRIPTION: -Record videos -Edit videos & add audio, font, etc. -Reply to interactions 3. FINANCIAL FREEDOM GROUP POSITION: Executive Assistant NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/17/2021 ADDRESS: 130 Linden Oaks Drive, Suite D, Rochester NY 14625, United States DESCRIPTION: -Answering phones -Preparing paperwork for new accounts, distributions, new beneficiaries, etc. -Sending clients their distributions 4. PUBLIC NOTARY POSITION: Public Notary NATURE: Public Notary designation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/13/2021 ADDRESS: 141 Avondale Road, Rochester NY 14622, United States DESCRIPTION: -Notarizing forms

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-27
S63 Uniform Securities Agent State Law Examination 2025-08-16
  • S65 Uniform Investment Adviser Law Examination
    2025-12-27
  • S63 Uniform Securities Agent State Law Examination
    2025-08-16
Other Names
  • Alyssa Rose Santos

View on SEC IAPD

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