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Charles P Rose

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-08
CA RA APPROVED 2022-12-16
  • TX RA
    APPROVED
    Since 2023-06-08
  • CA RA
    APPROVED
    Since 2022-12-16

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 09/2022 Present
Smashburger Del Mar CA 07/2016 09/2016
Full Time Education Boulder CO 09/2016 05/2021
Merrill Lynch San Diego CA 05/2021 09/2021
Full Time Education Boulder CO 08/2021 09/2022
Bank Of America, N.A. San Diego CA 12/2022 Present
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
  • 07/2016 → 09/2016
    Smashburger
    Del Mar, CA
  • 09/2016 → 05/2021
    Full Time Education
    Boulder, CO
  • 05/2021 → 09/2021
    Merrill Lynch
    San Diego, CA
  • 08/2021 → 09/2022
    Full Time Education
    Boulder, CO
  • 12/2022 → Present
    Bank Of America, N.A.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-02
  • S66 Uniform Combined State Law Examination
    2022-12-02
Other Names
  • Charles P Rose
  • Charlie Rose
  • Charles Peter Rose

View on SEC IAPD

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