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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-13
  • WI RA
    APPROVED
    Since 2026-07-13

Branch Locations

1200 N Mayfair Rd Suite 300, Milwaukee, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 05/2021 07/2026
Cc&N Brookfield WI 05/2019 05/2021
University Of Minnesota-Twin Cities Minneapolis MN 08/2018 05/2019
Owners Edge Brookfield WI 06/2018 08/2018
University Of Minnesota-Twin Cities Minneapolis MN 08/2017 05/2018
Us Cellular Milwaukee WI 05/2017 08/2017
University Of Minnesota-Twin Cities Minneapolis MN 08/2016 05/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2021 07/2026
Osaic Wealth Inc. Scottsdale AZ 07/2026 Present
  • 05/2021 → 07/2026
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2019 → 05/2021
    Cc&N
    Brookfield, WI
  • 08/2018 → 05/2019
    University Of Minnesota-Twin Cities
    Minneapolis, MN
  • 06/2018 → 08/2018
    Owners Edge
    Brookfield, WI
  • 08/2017 → 05/2018
    University Of Minnesota-Twin Cities
    Minneapolis, MN
  • 05/2017 → 08/2017
    Us Cellular
    Milwaukee, WI
  • 08/2016 → 05/2017
    University Of Minnesota-Twin Cities
    Minneapolis, MN
  • 06/2021 → 07/2026
    Fairfield, IA
  • 07/2026 → Present
    Scottsdale, AZ
Previous Registrations
Other Businesses

1) HIGH POINT CAPITAL GROUP, 1200 N Mayfair Rd, Wauwatosa, WI 53226, United States, 7/13/2026, IAR, DBA Name, NIR, 8 HR/MO - 8 HR/MO TRADING 2) INSURANCE, 1200 N Mayfair Rd, Wauwatosa, WI 53226, United States, 7/13/2026, Agent, Insurance/Benefits/Human Resources, INV REL, 4 HR/MO - 2 HR/MO TRADING 3) HIGH POINT CAPITAL GROUP POSITION: Financial Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/02/2026 ADDRESS: 1200 N Mayfair Road, STE 300, Milwaukee WI 53226, United States DESCRIPTION: High Point is my DBA for marketing - working with clients as a financial advisor. 4) INSURANCE POSITION: Agent NATURE: Insurance Agency selling all types of insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/02/2026 ADDRESS: 1200 N Mayfair Rd, Suite 300, Milwaukee WI 53226, United States DESCRIPTION: Selling of all types of insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-15
  • S66 Uniform Combined State Law Examination
    2021-03-15

View on SEC IAPD

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