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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-12 |
| TX | RA | APPROVED | 2025-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2023 | Present |
| University Of Mississippi | University | MS | 08/2018 | 05/2022 |
| The Northwestern Mutual Life Insurance Company | Memphis | TN | 05/2021 | 07/2021 |
| Northwood Country Club | Meridian | MS | 05/2018 | 08/2019 |
| Lamar School | Meridian | MS | 08/2014 | 05/2018 |
| Unemployed | Meridian | MS | 06/2022 | 06/2023 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Employee Benefits Compliance Services, Inc. NON-INVESTMENT RELATED ADDRESS (City/State): Meridian, MS NATURE OF BUSINESS: ?Consulting POSITION: ?Minority shareholder START DATE (Month/Year): ?10/2014 APPROXIMATE HOURS PER MONTH: ?0 NUMBER OF HOURS DURING TRADING HOURS: ?0 DUTIES: Shareholder
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-18 |
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