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777 East Wisconsin Avenue, Suite 2350, Milwaukee, WI 53202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-08-16 |
Branch Locations
777 East Wisconsin Avenue, Suite 2350, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aware Asset Management | Eagan | MN | 08/2017 | 01/2021 |
| Carval Investors | Hopkins | MN | 06/2009 | 06/2017 |
Mr. Smitley is the sole owner of FernRiver Enterprises LLC DBA Strong Liquor and Wine located in Hopkins, MN. He is involved in accounting, banking, payroll and website maintenence, which is not done during NIS's business hours. Mr. Smitley is an owner of a residential rental property located in Edina, MN. He does not devote any time to this during NIS's bussiness hours. Mr. Smitley is a member and passive equity investor in Proximus Tequila, which is located in Denver, CO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-14 |
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