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Sean Philbin

Zacks Investment Management, Inc.

Chicago, IL

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Current Employers
Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-27
  • IL RA
    APPROVED
    Since 2025-10-27

Branch Locations

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education St Louis MO 08/2021 08/2022
Td Ameritrade St Louis MO 06/2021 08/2021
Full-Time Education St Louis MO 08/2020 05/2021
Full-Time Education St Louis MO 08/2019 05/2020
Full-Time Education St. Louis MO 08/2018 05/2019
T&K Painting Omaha NE 06/2018 07/2020
Omaha Sports Academy Omaha NE 06/2014 12/2018
Jvr Enterprises St. Louis MO 08/2020 10/2020
Td Ameritrade St Louis MO 08/2022 02/2023
Renaissance Financial St Louis MO 07/2023 Present
Minnesota Life Insurance Co St Paul MN 07/2023 08/2023
Securian Financial Services Inc St Paul MN 07/2023 08/2023
Unemployed St Louis MO 02/2023 07/2023
Cetera Advisor Networks Llc El Segundo CA 08/2023 06/2024
Cetera Investment Advisers Llc Schaumburg IL 12/2023 06/2024
Disys St. Louis MO 07/2024 Present
Wells Fargo Clearing Services St. Louis MO 09/2024 Present
  • 08/2021 → 08/2022
    Full-Time Education
    St Louis, MO
  • 06/2021 → 08/2021
    Td Ameritrade
    St Louis, MO
  • 08/2020 → 05/2021
    Full-Time Education
    St Louis, MO
  • 08/2019 → 05/2020
    Full-Time Education
    St Louis, MO
  • 08/2018 → 05/2019
    Full-Time Education
    St. Louis, MO
  • 06/2018 → 07/2020
    T&K Painting
    Omaha, NE
  • 06/2014 → 12/2018
    Omaha Sports Academy
    Omaha, NE
  • 08/2020 → 10/2020
    Jvr Enterprises
    St. Louis, MO
  • 08/2022 → 02/2023
    Td Ameritrade
    St Louis, MO
  • 07/2023 → Present
    Renaissance Financial
    St Louis, MO
  • 07/2023 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 07/2023 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 02/2023 → 07/2023
    Unemployed
    St Louis, MO
  • 08/2023 → 06/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 12/2023 → 06/2024
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 07/2024 → Present
    Disys
    St. Louis, MO
  • 09/2024 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
  • S66 Uniform Combined State Law Examination
    2023-11-22
Other Names
  • Sean James Philbin

View on SEC IAPD

Other Firms

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GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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