Best Investors
Account
Sign in
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-07-03 |
Branch Locations
3101 Cobb Pkwy Se Suite 124, Atlanta, GA 30339 • United States
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2021 | 07/2024 |
| Thrivent Advisor Network D/B/A 49 Financial | Atlanta | GA | 05/2021 | 12/2022 |
| Top Dwg Moving | Roswell | GA | 05/2020 | 05/2021 |
| 41 South Creative | Kennessaw | GA | 05/2018 | 05/2020 |
| Cosmic Delivery | Athens | GA | 03/2019 | 02/2020 |
| Johnny's Pizza | Roswell | GA | 10/2016 | 01/2018 |
| Unemployed | Marietta | GA | 01/2011 | 10/2016 |
| Unemployed | Marietta | GA | 01/2018 | 05/2018 |
| 49 Wealth Management, Llc | Austin | TX | 05/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | Present |
1) 49 Wealth Management, LLC; Investment Related; 3101 Cobb Pkwy SE Suite 124, Atlanta, GA 30339; Registered Investment Adviser; Title - Investment Advisor Representative ; Start - 5/2021; 160 Hrs/Mth; 160 During Trading Hrs; Provide Advice To Clients 2) 49 Financial; Fixed Insurance; non-Investment Related; 3101 Cobb Pkwy SE Suite 124, Atlanta, GA 30339; Fixed/Traditional Insurance; Title - Insurance Agent; Start - 5/2021; 10 Hrs/Mth; 10 During Securities Trading Hrs; Sales of Fixed/Traditional Insurance Products 3) Financial Independence Group; Fixed Insurance Sales; investment related; 3101 Cobb Pkwy SE Suite 124 Atlanta Georgia 30339; Fixed Insurance Agent; Start date: 2021-05-24; 10 Hrs/mth during trading hours; 2 Hrs/mth outside trading hours. 4) Oakwood Capital Securities; investment related; 3101 Cobb Pkwy SE Suite 124 Atlanta Georgia 30339; Registered Representative; Start: 07/2024; 20 Hrs/mth during trading hours; 5 Hrs/mth outside trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-19 |
Reach out to this advisor