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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-25 |
| NY | RA | APPROVED | 2021-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Jericho | NY | 05/2021 | 09/2021 |
| Fanvest Wagering Exchange | Remote | NY | 01/2021 | 05/2021 |
| Unemployed | New York | NY | 01/2010 | 01/2021 |
| Morgan Stanley Smith Barney Llc | Jericho | NY | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-09 |
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