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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-14
IL RA APPROVED 2023-10-13
  • TX RA
    APPROVED_RES
    Since 2023-11-14
  • IL RA
    APPROVED
    Since 2023-10-13

Branch Locations

Chicago, IL • United States

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Chicago IL 04/2021 07/2022
Franklin Tap Chicago IL 09/2017 03/2020
Unemployed Chicago IL 03/2020 04/2021
Rockit Burger Bar Chicago IL 03/2017 10/2017
Side Street Saloon Chicago IL 09/2015 03/2017
Prudential Insurance Company Of America Chicago IL 04/2021 07/2022
Franklin Tap Chicago IL 10/2021 09/2023
Mml Investors Services, Llc Chicago IL 07/2022 02/2023
Massmutual Life Insurance Co Chicago IL 07/2022 02/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 09/2023 Present
Bank Of America, N.A. Chicago IL 10/2023 Present
  • 04/2021 → 07/2022
    Chicago, IL
  • 09/2017 → 03/2020
    Franklin Tap
    Chicago, IL
  • 03/2020 → 04/2021
    Unemployed
    Chicago, IL
  • 03/2017 → 10/2017
    Rockit Burger Bar
    Chicago, IL
  • 09/2015 → 03/2017
    Side Street Saloon
    Chicago, IL
  • 04/2021 → 07/2022
    Prudential Insurance Company Of America
    Chicago, IL
  • 10/2021 → 09/2023
    Franklin Tap
    Chicago, IL
  • 07/2022 → 02/2023
    Chicago, IL
  • 07/2022 → 02/2023
    Massmutual Life Insurance Co
    Chicago, IL
  • 09/2023 → Present
    Chicago, IL
  • 10/2023 → Present
    Bank Of America, N.A.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-16
  • S66 Uniform Combined State Law Examination
    2021-10-16
Other Names
  • Cindy Murphy

View on SEC IAPD

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