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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aston Carter | Torrance | CA | 05/2021 | 02/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2021 | Present |
| Unemployed | San Antonio | TX | 02/2019 | 05/2021 |
| Globus Medical | San Antonio | TX | 02/2015 | 02/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2021 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 05/2021 | Present |
| Cetera Financial Specialists | Schaumburg | IL | 05/2021 | Present |
| First Allied Securities | San Diego | CA | 05/2021 | 09/2022 |
| Cetera Investment Advisers Llc | San Antonio | TX | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-07 |
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