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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-09

Branch Locations

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aston Carter Torrance CA 05/2021 02/2022
Cetera Investment Services Llc St Cloud MN 05/2021 Present
Unemployed San Antonio TX 02/2019 05/2021
Globus Medical San Antonio TX 02/2015 02/2019
Cetera Wealth Services, Llc El Segundo CA 05/2021 Present
Cetera Advisors Llc Greenwood Village CO 05/2021 Present
Cetera Financial Specialists Schaumburg IL 05/2021 Present
First Allied Securities San Diego CA 05/2021 09/2022
Cetera Investment Advisers Llc San Antonio TX 08/2024 Present
  • 05/2021 → 02/2022
    Aston Carter
    Torrance, CA
  • 05/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2019 → 05/2021
    Unemployed
    San Antonio, TX
  • 02/2015 → 02/2019
    Globus Medical
    San Antonio, TX
  • 05/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2021 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 05/2021 → Present
    Cetera Financial Specialists
    Schaumburg, IL
  • 05/2021 → 09/2022
    First Allied Securities
    San Diego, CA
  • 08/2024 → Present
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-07
  • S66 Uniform Combined State Law Examination
    2024-09-07

View on SEC IAPD

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