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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-23
TX RA APPROVED 2026-06-17
  • IL RA
    APPROVED
    Since 2026-07-23
  • TX RA
    APPROVED
    Since 2026-06-17

Branch Locations

100 S. Wacker Drive, 2Nd Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 05/2021 Present
Mechdyne Schaumburg IL 12/2020 03/2021
The Home Depot Ingleside IL 03/2020 09/2020
Northern Illinois University Dekalb IL 06/2018 12/2018
Unemployed Wauconda IL 03/2021 05/2021
Unemployed Wauconda IL 09/2020 12/2020
Wintrust Bank Libertyville IL 05/2016 06/2017
Northern Illinois University Dekalb IL 08/2015 12/2019
Unemployed Wauconda IL 12/2019 03/2020
Slyce Coal Fired Pizza Wauconda IL 06/2017 08/2017
Tom & Jerrys Sycamore IL 06/2018 08/2018
Thirsty's Liquor Dekalb IL 12/2018 02/2019
Egg Haven Dekalb IL 07/2019 08/2019
Schwab Wealth Advisory Inc Chicago IL 06/2026 Present
  • 05/2021 → Present
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 12/2020 → 03/2021
    Mechdyne
    Schaumburg, IL
  • 03/2020 → 09/2020
    The Home Depot
    Ingleside, IL
  • 06/2018 → 12/2018
    Northern Illinois University
    Dekalb, IL
  • 03/2021 → 05/2021
    Unemployed
    Wauconda, IL
  • 09/2020 → 12/2020
    Unemployed
    Wauconda, IL
  • 05/2016 → 06/2017
    Wintrust Bank
    Libertyville, IL
  • 08/2015 → 12/2019
    Northern Illinois University
    Dekalb, IL
  • 12/2019 → 03/2020
    Unemployed
    Wauconda, IL
  • 06/2017 → 08/2017
    Slyce Coal Fired Pizza
    Wauconda, IL
  • 06/2018 → 08/2018
    Tom & Jerrys
    Sycamore, IL
  • 12/2018 → 02/2019
    Thirsty's Liquor
    Dekalb, IL
  • 07/2019 → 08/2019
    Egg Haven
    Dekalb, IL
  • 06/2026 → Present
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-29
S63 Uniform Securities Agent State Law Examination 2021-12-03
  • S66 Uniform Combined State Law Examination
    2025-10-29
  • S63 Uniform Securities Agent State Law Examination
    2021-12-03

View on SEC IAPD

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