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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

6106 N Fry Rd, Katy, TX 77449 • United States

5622 3Rd St, Katy, TX 77493 • United States

1470 W Grand Pkwy S, Katy, TX 77494 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

567 S Mason Rd, Katy, TX 77450 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Katy TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Katy TX 11/2016 Present
Previous Registrations
  • 2005-04-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Katy, TX
    Katy, TX
    Houston, TX
    Houston, TX
    Katy, TX
    Katy, TX
    Richmond, TX
    Katy, TX
    Houston, TX
Other Businesses

RENTAL PROPERTY, INVESTMENT RELATED, GALVESTON, TX, 100% OWNERSHIP, START DATE: 10/16/2018, 1 HR/MONTH, 1 HR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-01
  • S66 Uniform Combined State Law Examination
    2005-04-01
Designations
Other Names
  • Tony James Burgard

View on SEC IAPD

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