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Jeffery Wayne Kesting

LPl Financial LLC

Sulphur Springs, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-24
  • TX RA
    APPROVED
    Since 2026-06-24

Branch Locations

Sulphur Springs, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc San Diego CA 07/2009 11/2017
Cetera Advisor Networks Llc El Segundo CA 11/2017 06/2018
Cambridge Investment Research, Inc. Fairfield IA 06/2018 10/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2018 10/2018
Cetera Advisor Networks Llc El Segundo CA 10/2018 08/2021
Independent Financial Group Sulphur Springs TX 08/2021 06/2026
Lpl Financial San Diego CA 06/2025 Present
  • 07/2009 → 11/2017
    Girard Securities, Inc
    San Diego, CA
  • 11/2017 → 06/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2018 → 10/2018
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2018 → 10/2018
    Fairfield, IA
  • 10/2018 → 08/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 08/2021 → 06/2026
    Independent Financial Group
    Sulphur Springs, TX
  • 06/2025 → Present
    Lpl Financial
    San Diego , CA
Previous Registrations
Other Businesses

1. 4/2026 - Kesting Financial Services, LLC - DBA for LPL Business (entity for LPL business) - INV REL -140 Hour(s)/Month – 140 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 05/07/2026 2. 4/2026 - Kesting Financial Services, LLC - Non-Variable Insurance - INV REL - 5 Hour(s)/Month – 5 Hour(s) During Trading - Sulphur Springs TX 75482 - OBA Start date: 05/16/2005 3. 4/2026 - Jeffery Kesting - Other - Not INV REL - 8 Hour(s)/Month – 8 Hour(s) During Trading - Sulphur Springs TX 75482 - OBA Start date: 03/23/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-13
S63 Uniform Securities Agent State Law Examination 2005-04-04
  • S65 Uniform Investment Adviser Law Examination
    2006-01-13
  • S63 Uniform Securities Agent State Law Examination
    2005-04-04

View on SEC IAPD

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