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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-03 |
Branch Locations
2600 Douglas Rd Ste 1109, Coral Gables, FL 33134 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Insurance Company | Boca Raton | FL | 07/2021 | Present |
| Ail | West Palm Beach | FL | 03/2019 | 11/2019 |
| Unemployed | Lantana | FL | 12/2019 | 07/2021 |
| Penquin Painters, Inc | Cincinnati | OH | 11/1985 | 03/2019 |
| Mutual Of Omaha Investor Services | Boca Raton | FL | 02/2022 | Present |
Mutual of Omaha Insurance Agent Boca Raton, Fl - Start Date: 07/2021 - Non-investment Related - Life, Disability, Long Term Care, Medicare, Critical Illness, Annuities: 25 - Hours/per week during trading hours:4 Start Date: Jan 2023 - Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1 hour per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-28 |
| S65 | Uniform Investment Adviser Law Examination | 2022-05-02 |
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