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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-21
NV RA APPROVED 2026-06-10
WA RA APPROVED 2023-12-15
OR RA APPROVED 2023-05-12
  • CA RA
    APPROVED
    Since 2026-07-21
  • NV RA
    APPROVED
    Since 2026-06-10
  • WA RA
    APPROVED
    Since 2023-12-15
  • OR RA
    APPROVED
    Since 2023-05-12

Branch Locations

5 Centerpointe Drive Suite 220, Lake Oswego, OR 97035 • United States

Tualatin, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Insurance Group Oregon City OR 07/2019 03/2021
Liberty Mutual Lake Oswego OR 04/2017 06/2019
Clear Home Ogden UT 05/2012 01/2017
Pinnacle Financial Lake Oswego OR 03/2021 05/2022
Guardian Life Insurance Company Lake Oswego OR 05/2022 Present
Park Avenue Securities Lake Oswego OR 06/2022 Present
Guardian Life Insurance Company Tualatin OR 06/2024 Present
Guardian Life Insurance Company Tualatin OR 06/2024 Present
  • 07/2019 → 03/2021
    Pioneer Insurance Group
    Oregon City, OR
  • 04/2017 → 06/2019
    Liberty Mutual
    Lake Oswego, OR
  • 05/2012 → 01/2017
    Clear Home
    Ogden, UT
  • 03/2021 → 05/2022
    Pinnacle Financial
    Lake Oswego, OR
  • 05/2022 → Present
    Guardian Life Insurance Company
    Lake Oswego, OR
  • 06/2022 → Present
    Park Avenue Securities
    Lake Oswego, OR
  • 06/2024 → Present
    Guardian Life Insurance Company
    Tualatin, OR
  • 06/2024 → Present
    Guardian Life Insurance Company
    Tualatin, OR
Other Businesses

1) Employee Retention Credit-filing form 941, Start Date: 07/01/2022, Address: 135 S Mountain Way Drive, Orem, UT 84058, 1 hours per month; 1 during normal business hours, Not investment related, Less than 10% annual compensation, 2) SolarPros-Sales side, Start Date: 09/01/2023, Address: 19545 SW Boones Ferry rd. apt 23 Tualatin OR 97062, 12 hours per month; 0 during normal business hours, Not investment related, Less than 10% annual compensation, 3) Stryde, Start Date: 09/01/2023, Address: 15173 North Rd., Suite 201, Fenton, MI 48430, 1 hours per month; 1 during normal business hours, Not investment related, Less than 10% annual compensation, 4) Insurance Outside of Guardian, Start Date: 10/01/2025, Address: 22715 SW Mandan Dr Tualatin OR 97062, 3 total hours per month; 3 during normal business hours, investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-22
S63 Uniform Securities Agent State Law Examination 2021-07-12
  • S66 Uniform Combined State Law Examination
    2023-04-22
  • S63 Uniform Securities Agent State Law Examination
    2021-07-12

View on SEC IAPD

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