Best Investors
Account
Sign in
Best Investors
Account
Sign in
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-03 |
| TN | RA | APPROVED | 2022-03-18 |
Branch Locations
1202 Madison St, Clarksville, TN 37040 • United States
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Clarksville | TN | 12/2012 | 03/2022 |
| Raymond James Financial Services Advisors Inc. | Clarksville | TN | 01/2013 | 03/2022 |
| Lpl Financial Llc | Clarksville | TN | 03/2022 | Present |
1) 3/2022- Dowdy Financial Group- DBA for LPL Business (entity for LPL business)- inv. related- Clarksville, TN 2) 3/2022- Dowdy Wealth Services LLC - Business Entity For Tax/Investment Purposes Only- inv. related- Clarksville, TN- start date 61/2021 -8hrs/mth 3) 03/22/2022 - Kentucky Planning Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/16/2022 - 40 Hours Per Month/40 Hours During Securities Trading. 4) 05/11/2022 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 03/17/2022 - 80 Hours Per Month/ 4 Hours During Securities Trading - Time Spent 0% - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 2/10/2023 - Dowdy Roy Financial LLP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/01/2023 - 20 Hours Per Month/20 Hours During Securities Trading 6) 03/11/2024 - Dowdy Wealth Services - Inv Related - Clarksville, TN - Real Estate Rental - Started: 2/3/2024 - 1 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-02 |
Reach out to this advisor