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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-10-18
  • IN RA
    APPROVED
    Since 2023-10-18

Branch Locations

3302 Mallard Cove Lane, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rescue Lawn Improvement Llc Fort Wayne IN 05/2010 10/2016
Knights Of Columbus New Haven CT 10/2016 11/2022
Mass Mutual Springfield MA 11/2022 09/2023
Randall Lehman Fort Wayne IN 10/2023 12/2023
Northwestern Mutual Investment Services Llc Fort Wayne IN 10/2023 Present
University Of Saint Francis Fort Wayne IN 10/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2023 Present
Smg Inc. Fort Wayne IN 12/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2024 Present
  • 05/2010 → 10/2016
    Rescue Lawn Improvement Llc
    Fort Wayne, IN
  • 10/2016 → 11/2022
    Knights Of Columbus
    New Haven, CT
  • 11/2022 → 09/2023
    Mass Mutual
    Springfield, MA
  • 10/2023 → 12/2023
    Randall Lehman
    Fort Wayne, IN
  • 10/2023 → Present
    Fort Wayne, IN
  • 10/2023 → Present
    University Of Saint Francis
    Fort Wayne, IN
  • 10/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2023 → Present
    Smg Inc.
    Fort Wayne, IN
  • 01/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. DEFENSIVE END COACH, UNIVERSITY OF SAINT FRANCIS FOOTBALL, 2701 SPRING ST, FORT WAYNE, INDIANA, 46808, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 3/1/2023, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, COACHING TECHNIQUES TO COLLEGE ATHLETES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-02-24
S65 Uniform Investment Adviser Law Examination 2021-08-23
  • S63 Uniform Securities Agent State Law Examination
    2023-02-24
  • S65 Uniform Investment Adviser Law Examination
    2021-08-23
Other Names
  • Tony Moore
  • Anthony Moore
  • Anthony Michael Moore
  • Anthony Michael Moore
  • Tony Moore

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