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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-05-20
  • KS RA
    APPROVED
    Since 2022-05-20

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

200 E 1St St N Suite 201, Wichita, KS 67202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance Wichita KS 10/2014 Present
Knights Of Columbus Asset Advisors Llc Wichita KS 04/2021 Present
Other Businesses

Knights of Columbus Insurance Field Agent Non-Investment Related. Field Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 10/2014 80 hours monthly. New Haven, CT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-19
  • S65 Uniform Investment Adviser Law Examination
    2022-05-19

View on SEC IAPD

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