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Current Employers
Red Swan Private Client

4201 Main St Suite 203, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-02
  • TX RA
    APPROVED
    Since 2026-02-02

Branch Locations

Villa Park, IL • United States

4201 Main St Suite 203, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 04/2021 10/2024
Wow Windowboxes Llc Cincinnati OH 01/2020 03/2021
Medical Solutions Blue Ash OH 01/2020 05/2020
Enterprise Holdings Llc Cincinnati OH 05/2014 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 11/2024 06/2025
Bank Of America, N.A Oak Brook IL 01/2025 06/2025
Knowcents, Inc. Elmhurst IL 07/2025 12/2025
Redswan Markets Villa Parks IL 01/2026 Present
Redswan Pc Inc. Villa Parks IL 01/2026 Present
  • 04/2021 → 10/2024
    Fidelity Investments
    Covington, KY
  • 01/2020 → 03/2021
    Wow Windowboxes Llc
    Cincinnati, OH
  • 01/2020 → 05/2020
    Medical Solutions
    Blue Ash, OH
  • 05/2014 → 12/2019
    Enterprise Holdings Llc
    Cincinnati, OH
  • 11/2024 → 06/2025
    Oak Brook, IL
  • 01/2025 → 06/2025
    Bank Of America, N.A
    Oak Brook, IL
  • 07/2025 → 12/2025
    Knowcents, Inc.
    Elmhurst, IL
  • 01/2026 → Present
    Redswan Markets
    Villa Parks, IL
  • 01/2026 → Present
    Redswan Pc Inc.
    Villa Parks, IL
Previous Registrations
Other Businesses

Doerr Company, LLC, Houston, TX; Financial Media and Research platform. The entity provides industry education and brand authority through content Creation, industry education and networking; Founder; managing director of the consultancy. Approximately 10-15 hours per month; started February 2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-09
  • S66 Uniform Combined State Law Examination
    2021-09-09
Other Names
  • Adam Gregory Doerr
  • Adam Doerr

View on SEC IAPD

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