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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-04-28
  • WA RA
    APPROVED
    Since 2021-04-28

Branch Locations

355 118Th Ave Se Suite 100A, Bellevue, WA 98005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Bellevue WA 04/2021 Present
Wfgia Bellevue WA 11/2018 Present
Unemployed Shanghai 07/2015 10/2018
Js Roslyn Llc Roslyn NY 12/2015 Present
Mkm Foundation Medina WA 11/2021 Present
Rental Income San Antonio FL 06/2024 Present
  • 04/2021 → Present
    Transamerica Financial Advisors, Inc
    Bellevue, WA
  • 11/2018 → Present
    Wfgia
    Bellevue, WA
  • 07/2015 → 10/2018
    Unemployed
    Shanghai
  • 12/2015 → Present
    Js Roslyn Llc
    Roslyn, NY
  • 11/2021 → Present
    Mkm Foundation
    Medina, WA
  • 06/2024 → Present
    Rental Income
    San Antonio, FL
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LLC. JS ROSLYN LLC/Investment Related - Yes/21 Center Dr, Roslyn, NY 11576 4256987089/rental property/Owner/12.2015/0/0/I am the owner of the property MKM FOUNDATION \ POSITION: Initial border of directors NATURE: MKM Foudnation is 501(C)(3) and it is for the charitable purpose. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2021 ADDRESS: 808 84TH AVE NE, Medina WA 98039 \ DESCRIPTION: Our family set up this foundation , MY responsibilities is in charge of the daily operations and the contact person of the foundation. RENTAL INCOME POSITION: owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: 11661 Radiant Shore Loop, 520 Peregrine Way, Leander , Austin, TX 78641, San Antonio FL 33576, United States DESCRIPTION: we have a proterty manager to manage it, so I have no daily activities on it.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-04
S65 Uniform Investment Adviser Law Examination 2021-03-18
  • S63 Uniform Securities Agent State Law Examination
    2022-04-04
  • S65 Uniform Investment Adviser Law Examination
    2021-03-18

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