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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-11-07
  • MN RA
    APPROVED
    Since 2025-11-07

Branch Locations

Brainerd, MN • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 10/2016 Present
First National Bank Bagley Bagley MN 11/2003 09/2016
Knights Of Columbus Asset Advisors Llc New Haven CT 07/2021 Present
  • 10/2016 → Present
    Knights Of Columbus Insurance
    New Haven, CT
  • 11/2003 → 09/2016
    First National Bank Bagley
    Bagley, MN
  • 07/2021 → Present
    New Haven, CT
Other Businesses

Knights of Columbus Insurance Field Agent Non-Investment Related. Field Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 10/2016 160 hours monthly. New Haven, CT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-07
  • S65 Uniform Investment Adviser Law Examination
    2025-11-07
Other Names
  • Brian Franck

View on SEC IAPD

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