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Current Employers
Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-01-28
TX RA APPROVED_RES 2024-07-22
AL RA APPROVED 2022-03-11
MS RA APPROVED 2022-02-25
OH RA APPROVED 2021-08-12
NC RA APPROVED 2021-07-14
FL RA APPROVED 2021-06-07
GA RA APPROVED 2012-08-24
  • PA RA
    APPROVED
    Since 2025-01-28
  • TX RA
    APPROVED_RES
    Since 2024-07-22
  • AL RA
    APPROVED
    Since 2022-03-11
  • MS RA
    APPROVED
    Since 2022-02-25
  • OH RA
    APPROVED
    Since 2021-08-12
  • NC RA
    APPROVED
    Since 2021-07-14
  • FL RA
    APPROVED
    Since 2021-06-07
  • GA RA
    APPROVED
    Since 2012-08-24

Branch Locations

Pittsburgh, PA • United States

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cape Securities Inc Mcdonough GA 08/2012 01/2026
Cape Investment Advisory Mcdonough GA 08/2012 Present
American Global Wealth Management Mcdonough GA 01/2026 Present
  • 08/2012 → 01/2026
    Cape Securities Inc
    Mcdonough, GA
  • 08/2012 → Present
    Cape Investment Advisory
    Mcdonough, GA
  • 01/2026 → Present
    American Global Wealth Management
    Mcdonough, GA
Previous Registrations
  • 2005-06-07 → 2012-08-22
    Atlanta, GA
    Locust Grove, GA
    Locust Grove, GA
    Locust Grove, GA
    Locust Grove, GA
    Mcdonough, GA
    Mcdonough, GA
    Atlanta, GA
    Macon, GA
    Atlanta, GA
    Macon, GA
Other Businesses

Blueprint Financial Solutions LLC - Partner and Investment related to fixed insurance business since 2021; 160 hours per month devoted to the business with 80 of those hours during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-14
  • S66 Uniform Combined State Law Examination
    2005-04-14

View on SEC IAPD

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