Clay Michael Kazmierski

Current Employers

Exos Wealth Strategies, Llc

Spring, TX • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-01-12
TX	RA	APPROVED	2023-11-16

AZ RA
APPROVED

Since 2024-01-12
TX RA
APPROVED

Since 2023-11-16

Branch Locations

Gilbert, AZ • United States

Spring, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pangea Wealth Management	Gilbert	AZ	05/2008	09/2023
Exos Wealth Strategies, Llc	Gilbert	AZ	11/2023	Present

05/2008 → 09/2023

Pangea Wealth Management

Gilbert, AZ
11/2023 → Present

Exos Wealth Strategies, Llc

Gilbert, AZ

Previous Registrations

2019-02-04 → 2023-11-02

Cwm, Llc

Scottsdale, AZ

Scottsdale, AZ

Omaha, NE

Gilbert, AZ

Gilbert, AZ
2019-02-04 → 2019-08-08

Cetera Wealth Services, Llc

Gilbert, AZ

Gilbert, AZ
2008-10-22 → 2019-02-26

Lpl Financial Llc

Gilbert, AZ

San Diego, CA

Scottsdale, AZ
2007-01-04 → 2008-11-17

Scottsdale Capital Advisors Corp

Scottsdale Az, AZ

Glastonbury, CT
2005-05-13 → 2006-12-14

Ameriprise Financial Services, Llc

East Hartford, CT

Glastonbury, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-27

S66 Uniform Combined State Law Examination

2005-04-27