Sean Cervin

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-06
FL	RA	APPROVED	2026-05-18

TX RA
APPROVED

Since 2026-08-06
FL RA
APPROVED

Since 2026-05-18

Branch Locations

1785 S Mccall Rd, Englewood, FL 34223 • United States

100 N Westshore Blvd, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sarasota	FL	04/2026	Present
Primerica	Osprey	FL	07/2023	03/2026
Northwestern Mutual	Sarasota	FL	05/2021	07/2022
University Of Florida	Gainesville	FL	01/2021	05/2023
State College Of Florida	Venice	FL	08/2019	12/2020
Sarasota Military Academy	Sarasota	FL	08/2015	05/2019
Financial Independence	Bloomfield Hills	MI	05/2023	07/2023
Osi Restaurant Services, Llc/ Prime Serious Steak	Venice	FL	08/2023	Present
Bank Of America, N.A.	Sarasota	FL	06/2026	Present

04/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sarasota, FL
07/2023 → 03/2026

Primerica

Osprey, FL
05/2021 → 07/2022

Northwestern Mutual

Sarasota, FL
01/2021 → 05/2023

University Of Florida

Gainesville, FL
08/2019 → 12/2020

State College Of Florida

Venice, FL
08/2015 → 05/2019

Sarasota Military Academy

Sarasota, FL
05/2023 → 07/2023

Financial Independence

Bloomfield Hills, MI
08/2023 → Present

Osi Restaurant Services, Llc/ Prime Serious Steak

Venice, FL
06/2026 → Present

Bank Of America, N.A.

Sarasota, FL

Other Businesses

Name of the other business-Prime Serious Steakhouse Whether the business is investment-related- No Address of the other business- Venice, FL Nature of the other business- Outside business/secondary job Your positionBartender/Server Title, or relationship with the other businessBartender/Server Start date of your relationship08/01/2023 Approximate number of hours/months you devote to the other business- 6 hours/per week. 24 hours/month Number of hours you devote to the other business during securities trading hours- 0 hours Briefly describe your duties relating to the other business-- Bartender once per week on Sundays.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-02-12
S63	Uniform Securities Agent State Law Examination	2025-09-03

S65 Uniform Investment Adviser Law Examination

2026-02-12
S63 Uniform Securities Agent State Law Examination

2025-09-03

Other Names

Sean Douglas Cervin

View on SEC IAPD