David M. Monroe

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	04/2021	12/2023
Unemployed	Holden	MA	01/2018	03/2018
Atlas Beer Distribution	Auburn	MA	09/2014	05/2017
Envestnet	Boston	MA	05/2017	08/2017
Worcester State University	Worcester	MA	01/2014	12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	12/2023	10/2024
Fidelity Investments	Shrewsbury	MA	10/2024	Present
Enterprise Rent-A-Car	Burlington	MA	04/2018	03/2021
Fidelity Investments	Boston	MA	03/2025	Present

04/2021 → 12/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
01/2018 → 03/2018

Unemployed

Holden, MA
09/2014 → 05/2017

Atlas Beer Distribution

Auburn, MA
05/2017 → 08/2017

Envestnet

Boston, MA
01/2014 → 12/2017

Worcester State University

Worcester, MA
12/2023 → 10/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
10/2024 → Present

Fidelity Investments

Shrewsbury, MA
04/2018 → 03/2021

Enterprise Rent-A-Car

Burlington, MA
03/2025 → Present

Fidelity Investments

Boston, MA

2025-01-08 → 2025-03-31

Fidelity Personal And Workplace Advisors

Shrewsbury, MA
2022-02-14 → 2024-10-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Riverside, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-11