Nicole Mcafee Phelan

Current Employers

Concierge Financial Advisor Llc

Parrish, FL • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-03-18
FL	RA	APPROVED	2021-06-07

TX RA
APPROVED_RES

Since 2023-03-18
FL RA
APPROVED

Since 2021-06-07

Branch Locations

Parrish, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harwood Financial Group	Tampa	FL	09/2019	07/2020
Student	Parrish	FL	04/2011	09/2020
Unemployed	Parrish	FL	08/2020	03/2021
Concierge Financial Advisor Llc	Parrish	FL	03/2021	Present

09/2019 → 07/2020

Harwood Financial Group

Tampa, FL
04/2011 → 09/2020

Student

Parrish, FL
08/2020 → 03/2021

Unemployed

Parrish, FL
03/2021 → Present

Concierge Financial Advisor Llc

Parrish, FL

Other Businesses

Nicole Phelan, member of Rye Meadow Ranch LLC; Investment related business: No; Address: 3828 Twin Rivers Trl, Parrish, FL 34219; Nature of Business: Farm; Start Date: 03/15/2024; Duties: Farm management & animal and grounds care and maintenance; Hours/Month: 95 hours/month; Hours devoted to other business during trading hours: 0 hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-05

S65 Uniform Investment Adviser Law Examination

2021-03-05