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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-27 |
| MO | RA | APPROVED | 2025-07-23 |
Branch Locations
1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Brentwood | MO | 04/2021 | 06/2024 |
| Home Maker | Kihei | HI | 01/2021 | 03/2021 |
| Snohomish County District Court | Everett | WA | 01/2020 | 12/2020 |
| Home Maker | Lynnwood | WA | 08/2019 | 12/2019 |
| Chang Liu Sole Proprietorship | Honolulu | HI | 06/2018 | 07/2019 |
| University Of Hawaii At Manoa | Honolulu | HI | 08/2016 | 05/2018 |
| Charles Schwab & Co., Inc. | Brentwood | MO | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-07-27 |
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