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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2022 | 05/2023 |
| Seton Hall Preparatory School | West Orange | NJ | 09/2014 | 05/2018 |
| The Salad House | Westfield | NJ | 06/2017 | 08/2017 |
| Life Time Fitness | Berkeley Heights | NJ | 06/2018 | 08/2018 |
| Life Time Fitness | Berkeley Heights | NJ | 06/2019 | 08/2019 |
| Clemson University | Clemson | SC | 08/2018 | 05/2022 |
| Randstad | Charlotte | NC | 06/2021 | 08/2021 |
| Vine Alternative Investments | New York | NY | 06/2020 | 08/2020 |
| Raymond James Financial Services, Inc. | Irving | TX | 05/2023 | Present |
| Raymond James Financial Services Advisors, Inc | Irving | TX | 09/2023 | Present |
(1)Name of Business: Cadent Capital Address: 105 Decker Ct Ste 450, Irving, TX, 75062-2722, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assist in investment analysis and financial planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-03 |
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