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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-18
CA RA APPROVED 2025-07-29
  • TX RA
    APPROVED_RES
    Since 2025-09-18
  • CA RA
    APPROVED
    Since 2025-07-29

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Los Angeles CA 10/2014 07/2025
Northern Trust Securities Inc. Los Angeles CA 10/2014 07/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 07/2025 Present
Previous Registrations
  • 2015-02-09 → 2025-07-25
    Los Angeles, CA
    Newport Beach, CA
    Newport Beach, CA
    San Diego, CA
    Newport Beach, CA
    Chicago, IL
    Chicago, IL
  • 2006-06-06 → 2008-10-31
    National Planning Corporation
    El Segundo, CA
  • 2005-05-23 → 2006-06-05
    Wells Fargo Investments, Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-05
  • S66 Uniform Combined State Law Examination
    2015-02-05
Other Names
  • Matt Steven Corbitt

View on SEC IAPD

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