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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors | Norcross | GA | 04/2021 | 08/2024 |
| Rsr Marketing | Raleigh | NC | 01/2001 | 12/2019 |
| Self | Raleigh | NC | 01/2020 | 04/2021 |
| Osaic Wealth, Inc. | Raleigh | NC | 08/2024 | Present |
1. RSR Marketing Solutions; Investment related: no; 10417 Leslie Drive, Raleigh, NC 27615; Nature or Structure of Business: LLC; Position: Consultant; Start date: 06/16/2023; hours per month: <40; securities trading hours 20; Duties: Business research in support of marketing plan development. This is a one-time project in which I anticipate spending a total of about 80 hours between January and the end of March 2024. I will function as an independent contractor for a business I was associated with from 2000 to 2020. This OBA involves no marketing on my part - I am responding to an inbound request for help on a specific project that will be completed during the first quarter of 2024 2. RSR MARKETING SOLUTIONS POSITION: Consultant NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/16/2023 ADDRESS: 10417 Leslie Drive, Raleigh NC 27615, United States DESCRIPTION: Duties: Business research in support of marketing plan development. I function as an independent contractor for a business I was associated with from 2000 to 2020. This OBA involves no marketing on my part - I occasionally respond to inbound requests for help on ad hoc projects.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-28 |
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