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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Malvern | PA | 04/2021 | 08/2021 |
| Pacific Life | Lynchburg | VA | 07/2019 | 12/2020 |
| Liberty University | Lynchburg | VA | 08/2015 | 06/2019 |
| J. Crew | Lynchburg | VA | 10/2017 | 03/2018 |
| Langley Properties | Lynchburg | VA | 07/2017 | 08/2017 |
| Sdg Llc | Lynchburg | VA | 06/2017 | 07/2017 |
| Chick Fil A | Lynchburg | VA | 03/2017 | 06/2017 |
| Unemployed | Lynchburg | VA | 01/2021 | 04/2021 |
| Liberty University | Lynchburg | VA | 04/2018 | 06/2019 |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2021 | 11/2021 |
| Fidelity Investments | Charlotte | NC | 11/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-100325|OrgNmn:Smiley Enterprises LLC|Org Addr:Lynchburg,Virginia,US|OBA Nature:Retail Clothing Brand/Real Est|Invst Rel:N|Title:Sole Proprietor|Duties:Creating clothing, marketing for the brand, administrative duties, rental property|StrtDt:06-23-23|TotHrs/mon:20|TrdHrs/mon:0|OBA-113367|OrgNmn:Video Game|Org Addr:Wayne,Pennsylvan,US|OBA Nature:Playing video games at local t|Invst Rel:N|Title:Tournament Competitor|Duties:Traveling to local tournaments to compete|StrtDt:|TotHrs/mon:10|TrdHrs/mon:0|OBA-117812|OrgNmn:Streaming|Org Addr:Wayne,Pennsylvan,US|OBA Nature:Video game streaming|Invst Rel:N|Title:Streamer|Duties:Streaming video games|StrtDt:|TotHrs/mon:40|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-01 |
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