Melissa Ann Smolen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-11-24

NY RA
APPROVED

Since 2023-11-24

Branch Locations

Clifton Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Albany	NY	04/2021	11/2023
Homemaker	Clifton Park	NY	04/2011	04/2021
Lpl Financial Llc	Clifton Park	NY	11/2023	Present

04/2021 → 11/2023

Ameriprise Financial Services, Llc

Albany, NY
04/2011 → 04/2021

Homemaker

Clifton Park, NY
11/2023 → Present

Lpl Financial Llc

Clifton Park, NY

Previous Registrations

2022-01-03 → 2023-10-23

Ameriprise Financial Services, Llc

Albany, NY

Lake Placid, NY

Other Businesses

1) 11/10/2023 - Smolen Wealth Management Group LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 05/20/2025 - Prive Boutique Salon & Spa - Not Inv. Related - Clifton Park, NY - Outside/W-2 Employment - Start Date:07/21/2025 - 10 Hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-30

S66 Uniform Combined State Law Examination

2021-06-30

Other Names

Melissa Ann Rogers

View on SEC IAPD