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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Houston TX 12/2020 Present
Mml Investors Services Llc Houston TX 04/2021 Present
University Of Houston - Clear Lake Webster TX 08/2015 12/2020
  • 12/2020 → Present
    Massmutual Life Insurance Co
    Houston, TX
  • 04/2021 → Present
    Houston, TX
  • 08/2015 → 12/2020
    University Of Houston - Clear Lake
    Webster, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-07
  • S66 Uniform Combined State Law Examination
    2021-07-07
Other Names
  • Sam Stritchko

View on SEC IAPD

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