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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-20 |
| NJ | RA | APPROVED | 2023-09-12 |
| NY | RA | APPROVED | 2023-09-11 |
Branch Locations
1 New York Plaza 16Th Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barnacle Bills | Rumson | NJ | 07/2015 | 08/2020 |
| Rumson Wine And Spirits | Rumson | NJ | 03/2018 | 06/2022 |
| Rumson Fair Haven Regional High School | Rumson | NJ | 08/2013 | 06/2017 |
| Gettysburg College | Gettysburg | PA | 08/2017 | 05/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2021 | 04/2022 |
| Northwestern Mutual Investment Services Llc | Red Bank | NJ | 04/2021 | 04/2022 |
| Coachtools Llc | West Chester | PA | 09/2020 | Present |
| Morgan Stanley | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-12 |
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