Mason Polk

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-26
MO	RA	APPROVED	2021-06-25

TX RA
APPROVED

Since 2021-06-26
MO RA
APPROVED

Since 2021-06-25

Branch Locations

Newark, DE • United States

St. Louis, MO • United States

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

3 Flushing Ave Ste 100, Brooklyn, NY 11205 • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services Llc	St. Louis	MO	03/2021	Present
Bawl Construction Cleaning	Saint Louis	MO	03/2020	03/2021
Fulbright U.S. Student Program	Hualien		08/2019	03/2020
Unemployed	Saint Louis	MO	05/2019	08/2019
Pitzer College	Claremont	CA	08/2015	05/2019
William Grant Still Arts Center	Los Angeles	CA	06/2018	08/2018
J. Paul Getty Trust	Los Angeles	CA	06/2017	08/2017
Digital Intelligence Systems	Mclean	VA	03/2021	07/2021

03/2021 → Present

Wells Fargo Clearing Services Llc

St. Louis, MO
03/2020 → 03/2021

Bawl Construction Cleaning

Saint Louis, MO
08/2019 → 03/2020

Fulbright U.S. Student Program

Hualien
05/2019 → 08/2019

Unemployed

Saint Louis, MO
08/2015 → 05/2019

Pitzer College

Claremont, CA
06/2018 → 08/2018

William Grant Still Arts Center

Los Angeles, CA
06/2017 → 08/2017

J. Paul Getty Trust

Los Angeles, CA
03/2021 → 07/2021

Digital Intelligence Systems

Mclean, VA

Other Businesses

POLK & BROTHERS, NOT INV RELATED, ST. LOUIS, MO, 100% OWNERSHIP, START 6/1/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, CONSULTING WITH ARTISTS ON CREATIVE DIRECTION, CASTING, VISUAL, PERFORMING AND FINE ARTS. | RENTAL PROPERTY; INV RELATED; ST. LOUIS, MO; 100% OWNERSHIP; 08/2025; 40 HOURS PER MONTH; 0 DURING TRADING; RENTAL INCOME

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-25

S66 Uniform Combined State Law Examination

2021-06-25