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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-06 |
| TX | RA | APPROVED | 2025-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Pleasant Hill | CA | 04/2021 | 08/2023 |
| Wells Fargo Bank, Na | Livermore, San Ramon, Dublin, Danville, Tracy | CA | 05/2011 | 08/2023 |
| Fidelity Investments | Sacramento | CA | 03/2024 | Present |
| Unemployed | Livermore | CA | 08/2023 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-04 |
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