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Robert Emmett Sweeney

Columbia Management Investment Advisers, LLC

Boston, MA

Boston, MA

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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-04-12
  • MA RA
    APPROVED
    Since 2022-04-12

Branch Locations

Boston, MA • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Seabury Country Club Mashpee MA 04/2013 08/2018
Portsmouth Gaslight Company Portsmouth NH 05/2019 03/2020
Sencorpwhite Hyannis MA 06/2020 10/2020
Student Mashpee MA 10/2020 12/2020
Fidelity Investments Merrimack NH 03/2021 02/2022
Unemployed Mashpee MA 03/2020 06/2020
Unemployed Mahspee MA 01/2021 02/2021
Portsmouth Gaslight Company Portsmouth NH 02/2021 03/2021
Roche Brothers Mashpee MA 11/2020 11/2020
Full Time Student Durham NH 08/2018 05/2019
Columbia Management Investment Distributors, Inc Boston MA 02/2022 Present
Columbia Management Investment Advisors Boston MA 02/2022 Present
  • 04/2013 → 08/2018
    New Seabury Country Club
    Mashpee, MA
  • 05/2019 → 03/2020
    Portsmouth Gaslight Company
    Portsmouth, NH
  • 06/2020 → 10/2020
    Sencorpwhite
    Hyannis, MA
  • 10/2020 → 12/2020
    Student
    Mashpee, MA
  • 03/2021 → 02/2022
    Fidelity Investments
    Merrimack, NH
  • 03/2020 → 06/2020
    Unemployed
    Mashpee, MA
  • 01/2021 → 02/2021
    Unemployed
    Mahspee, MA
  • 02/2021 → 03/2021
    Portsmouth Gaslight Company
    Portsmouth, NH
  • 11/2020 → 11/2020
    Roche Brothers
    Mashpee, MA
  • 08/2018 → 05/2019
    Full Time Student
    Durham, NH
  • 02/2022 → Present
    Columbia Management Investment Distributors, Inc
    Boston, MA
  • 02/2022 → Present
    Columbia Management Investment Advisors
    Boston, MA
Previous Registrations
  • 2021-11-11 → 2022-02-17
    Fidelity Personal And Workplace Advisors
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-09
S63 Uniform Securities Agent State Law Examination 2021-07-13
  • S66 Uniform Combined State Law Examination
    2021-11-09
  • S63 Uniform Securities Agent State Law Examination
    2021-07-13
Other Names
  • Robert Emmett Sweeney
  • Robert Sweeney
  • Robert Emmett Sweeney

View on SEC IAPD

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