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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-20
  • TX RA
    APPROVED
    Since 2022-04-20

Branch Locations

11111 Katy Freeway Ste #100, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Houston TX 04/2021 Present
World Financial Group, Inc. Houston TX 11/2017 Present
Retired Katy TX 02/2015 10/2017
Xp Partners Katy TX 10/2005 Present
Gari-Pulse Entertainment Llc Katy TX 01/2013 Present
World System Builder Alviso CA 02/2017 Present
  • 04/2021 → Present
    Transamerica Financial Advisors, Inc
    Houston, TX
  • 11/2017 → Present
    World Financial Group, Inc.
    Houston, TX
  • 02/2015 → 10/2017
    Retired
    Katy, TX
  • 10/2005 → Present
    Xp Partners
    Katy, TX
  • 01/2013 → Present
    Gari-Pulse Entertainment Llc
    Katy, TX
  • 02/2017 → Present
    World System Builder
    Alviso, CA
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc XP PARTNERS/Investment Related - No/22334 Prince George St Katy, Texas 77449/No business activity. Entity formed to purchase land, but project did not materialize. /Managing Member/10.2005/0/0/Formed the entity, file annual information report with the state of Texas to keep entity active. GARI-PULSE ENTERTAINMENT LLC/Investment Related - No/22334 Prince George St. Katy, Texas 77449/Formed to be the publisher of my poetry writing project, and other Garifuna cultural activities/Managing Member/01.2013/0/0/Created the entity, and file annual information report required by the state of Texas. WORLD SYSTEM BUILDER POSITION: Financial educator NATURE: Financial Literacy Education INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2017 ADDRESS: 2099 Gold St, Suite 100, Alviso CA 95002 DESCRIPTION: Prospect, recruit, and educate clients on suggested solutions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-20
S63 Uniform Securities Agent State Law Examination 2021-06-08
  • S65 Uniform Investment Adviser Law Examination
    2022-04-20
  • S63 Uniform Securities Agent State Law Examination
    2021-06-08

View on SEC IAPD

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