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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-20 |
Branch Locations
11111 Katy Freeway Ste #100, Houston, TX 77079 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Houston | TX | 04/2021 | Present |
| World Financial Group, Inc. | Houston | TX | 11/2017 | Present |
| Retired | Katy | TX | 02/2015 | 10/2017 |
| Xp Partners | Katy | TX | 10/2005 | Present |
| Gari-Pulse Entertainment Llc | Katy | TX | 01/2013 | Present |
| World System Builder | Alviso | CA | 02/2017 | Present |
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc XP PARTNERS/Investment Related - No/22334 Prince George St Katy, Texas 77449/No business activity. Entity formed to purchase land, but project did not materialize. /Managing Member/10.2005/0/0/Formed the entity, file annual information report with the state of Texas to keep entity active. GARI-PULSE ENTERTAINMENT LLC/Investment Related - No/22334 Prince George St. Katy, Texas 77449/Formed to be the publisher of my poetry writing project, and other Garifuna cultural activities/Managing Member/01.2013/0/0/Created the entity, and file annual information report required by the state of Texas. WORLD SYSTEM BUILDER POSITION: Financial educator NATURE: Financial Literacy Education INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2017 ADDRESS: 2099 Gold St, Suite 100, Alviso CA 95002 DESCRIPTION: Prospect, recruit, and educate clients on suggested solutions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-08 |
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