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Srinivas Rao

Wells Fargo Clearing Services, LLC

Chicago, IL

St. Louis, MO

Tacoma, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-28
TX RA APPROVED_RES 2026-04-06
  • IL RA
    APPROVED
    Since 2026-04-28
  • TX RA
    APPROVED_RES
    Since 2026-04-06

Branch Locations

30 S Wacker Dr Ste 4000 [Gs-Rbo], Chicago, IL 60606 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Chicago IL 02/2021 07/2021
Wells Fargo Bank Chicago IL 06/2014 Present
Wells Fargo Clearing Services Chicago IL 02/2026 Present
  • 02/2021 → 07/2021
    Wells Fargo Clearing Services
    Chicago, IL
  • 06/2014 → Present
    Wells Fargo Bank
    Chicago, IL
  • 02/2026 → Present
    Wells Fargo Clearing Services
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-28
  • S66 Uniform Combined State Law Examination
    2026-04-28
Other Names
  • Cheeni Rao
  • Srinivas Sripathy Rao

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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