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Eric M Fasse

Northern Trust Securities, Inc.

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-02
  • IL RA
    APPROVED
    Since 2026-02-02

Branch Locations

333 South Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edgehog Trading Chicago IL 03/2020 09/2020
Aaron Wealth Advisors Chicago IL 10/2018 02/2020
Newmark Chicago IL 05/2017 10/2018
Bia Financial Chicago IL 06/2014 04/2017
Prop Trader Chicago IL 09/2020 03/2021
American Trust Investment Services, Inc. Chicago IL 03/2021 01/2024
Cabrera Capital Markets Chicago IL 01/2024 01/2026
Cabrera Capital Partners Chicago IL 05/2025 01/2026
Northern Trust Securities, Inc. Chicago IL 01/2026 Present
  • 03/2020 → 09/2020
    Edgehog Trading
    Chicago, IL
  • 10/2018 → 02/2020
    Aaron Wealth Advisors
    Chicago, IL
  • 05/2017 → 10/2018
    Newmark
    Chicago, IL
  • 06/2014 → 04/2017
    Bia Financial
    Chicago, IL
  • 09/2020 → 03/2021
    Prop Trader
    Chicago, IL
  • 03/2021 → 01/2024
    American Trust Investment Services, Inc.
    Chicago, IL
  • 01/2024 → 01/2026
    Cabrera Capital Markets
    Chicago, IL
  • 05/2025 → 01/2026
    Cabrera Capital Partners
    Chicago, IL
  • 01/2026 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-23
S63 Uniform Securities Agent State Law Examination 2022-04-27
  • S65 Uniform Investment Adviser Law Examination
    2023-01-23
  • S63 Uniform Securities Agent State Law Examination
    2022-04-27
Other Names
  • Eric Michael Fasse

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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