Angel Galan

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-01-01
SC	RA	APPROVED	2025-01-01
AL	RA	APPROVED	2018-02-14
AZ	RA	APPROVED	2018-02-14
GA	RA	APPROVED	2018-02-14
MO	RA	APPROVED	2018-02-14
MT	RA	APPROVED	2018-02-14
NH	RA	APPROVED	2018-02-14
NC	RA	APPROVED	2018-02-14
OH	RA	APPROVED	2018-02-14
UT	RA	APPROVED	2018-02-14
VA	RA	APPROVED	2018-02-14

MI RA
APPROVED

Since 2025-01-01
SC RA
APPROVED

Since 2025-01-01
AL RA
APPROVED

Since 2018-02-14
AZ RA
APPROVED

Since 2018-02-14
GA RA
APPROVED

Since 2018-02-14
MO RA
APPROVED

Since 2018-02-14
MT RA
APPROVED

Since 2018-02-14
NH RA
APPROVED

Since 2018-02-14
NC RA
APPROVED

Since 2018-02-14
OH RA
APPROVED

Since 2018-02-14
UT RA
APPROVED

Since 2018-02-14
VA RA
APPROVED

Since 2018-02-14

Branch Locations

3310 Henderson Mill Rd, Atlanta, GA 30341 • United States

200 Cherokee St Ne, Marietta, GA 30060 • United States

2215 Riverstone Blvd, Canton, GA 30114-5235 • United States

3781 Sixes Rd, Canton, GA 30114-5235 • United States

5100 Dallas Hwy, Powder Springs, GA 30127-4491 • United States

1220 Richard D Sailors Pkwy, Powder Springs, GA 30127 • United States

1539 Us Hwy 98 Ste 202, Daphne, AL 36526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuso Financial Services, Lp	San Diego	CA	10/2013	09/2016
Invest Financial Corporation	Tampa	FL	09/2016	02/2018
United Community Banks, Inc	Marietta	GA	09/2016	Present
Lpl Financial Llc	Canton	GA	02/2018	Present

10/2013 → 09/2016

Cuso Financial Services, Lp

San Diego, CA
09/2016 → 02/2018

Invest Financial Corporation

Tampa, FL
09/2016 → Present

United Community Banks, Inc

Marietta, GA
02/2018 → Present

Lpl Financial Llc

Canton, GA

Previous Registrations

2016-09-29 → 2018-02-16

Invest Financial Corporation

Hiram, GA

Marietta, GA

Powder Springs, GA

Powder Springs, GA

Marietta, GA

Canton, GA

Canton, GA

Appleton, WI
2013-10-09 → 2016-09-23

Cuso Financial Services, L.P.

Marietta, GA

Hiram, GA

Austell, GA
2011-06-09 → 2013-03-26

Invest Financial Corporation

Stevenson Ranch, CA

Valencia, CA
2009-05-02 → 2011-06-01

Chase Investment Services Corp.

Granada Hills, CA

Northridge, CA
2006-04-20 → 2009-05-02

Wamu Investments, Inc.

Granada Hills, CA

Granada Hills, CA

Valencia, CA
2005-09-26 → 2006-03-13

Morgan Stanley Dw Inc.

Woodland Hills, CA

Other Businesses

1. 02/14/2018 - No Business Name - Not Investment Related - Arleta, CA - Real Estate Rental - Owner - Start Date 1/1/2013 - 1 Hour Per Month. 2. 04/25/2019 - No business name - Investment related - Lithia Springs GA 30106 - Real Estate Rental - start date:10/01/2018 - 1 hr/mo - 0 hrs during trading. 3. 04/25/2019 - No business name - Investment related - Austell GA 30106 - Real Estate Rental - start date:02/01/2019 - 1 hr/mo - 0 hrs during trading. 4. 04/25/2019 - No business name - Investment related - Austell GA 30106 - Real Estate Rental - start date:02/01/2019 - 0 hrs during trading. 5. 7/8/2020 - No Business Name - Investment related - Austell GA 30106 - Real Estate Rental - Owner - Start Date: 9/30/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Non investment related rental property. 6. 08/22/2024 - United Community Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/02/2024 - 160 Hours Per Month/ 120 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-23

S66 Uniform Combined State Law Examination

2005-09-23

View on SEC IAPD