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1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-08 |
Branch Locations
200 West Jackson Blvd. 18Th Floor, Chicago, IL 60661 • United States
1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Halo Securities, Llc | Chicago | IL | 07/2020 | Present |
| Santa Clara University | Santa Clara | CA | 09/2016 | 06/2020 |
| Halo Investing, Inc | Chicago | IL | 07/2018 | 09/2018 |
| Halo Investing, Inc | Chicago | IL | 07/2019 | 09/2019 |
| Sentinus, Llc | Chicago | IL | 01/2022 | 08/2023 |
| Halo Investment Services, Llc | Chicago | IL | 08/2023 | Present |
HALO SECURTIES, LLC CHICAGO IL BROKER DEALER OPERATIONS ANALYST SINCE 07/2020 INVESTMENT RELATED HALO INVESTMENT SERVICES, LLC INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 08/2023 INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-24 |
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