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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-02
NJ RA APPROVED 2022-01-06
  • TX RA
    APPROVED
    Since 2022-02-02
  • NJ RA
    APPROVED
    Since 2022-01-06

Branch Locations

1400 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2021 Present
Popcorn Packers Inc Lambertville NJ 11/2014 04/2017
River Valley Realty Lambertville NJ 04/2016 04/2017
Enterprise Holdings Wilmington DE 04/2017 09/2017
Popcorn Packers Inc Lambertville NJ 10/2017 06/2019
Heroic Public Speaking Lambertville NJ 06/2019 07/2020
Fedex Office Raritan NJ 10/2020 10/2020
Unemployed Flemington NJ 11/2020 03/2021
Unemployed Lambertville NJ 08/2020 10/2020
  • 03/2021 → Present
    Pennington, NJ
  • 11/2014 → 04/2017
    Popcorn Packers Inc
    Lambertville, NJ
  • 04/2016 → 04/2017
    River Valley Realty
    Lambertville, NJ
  • 04/2017 → 09/2017
    Enterprise Holdings
    Wilmington, DE
  • 10/2017 → 06/2019
    Popcorn Packers Inc
    Lambertville, NJ
  • 06/2019 → 07/2020
    Heroic Public Speaking
    Lambertville, NJ
  • 10/2020 → 10/2020
    Fedex Office
    Raritan, NJ
  • 11/2020 → 03/2021
    Unemployed
    Flemington, NJ
  • 08/2020 → 10/2020
    Unemployed
    Lambertville, NJ
Other Businesses

I*897253 For profit or not for profit: Entity For Profit Name of outside business organization: NML Therapy Solutions Investment related: N Address of business: Flemington, New Jersey, 08822 Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 8/1/2022 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , The business will be providing therapy services to its clients. It was founded by my fiancé (a Marriage and Family Therapist). I will have the role of assisting with business decisions, business management, and secretarial duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-04
  • S66 Uniform Combined State Law Examination
    2022-01-04
Other Names
  • Jeff Hornberger

View on SEC IAPD

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