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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-05-12 |
Branch Locations
2700 Kelly Road Suite 120, Warrington, PA 18976 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Pennington | NJ | 03/2021 | 01/2023 |
| University Of Delaware | Newark | DE | 08/2014 | 05/2018 |
| Doubletree By Hilton | Andover | MA | 07/2018 | 06/2019 |
| Best Western Plus | Myrtle Beach | SC | 06/2019 | 11/2019 |
| Hilton | Memphis | TN | 11/2019 | 01/2020 |
| Hotel 1620 | Plymouth | MA | 01/2020 | 02/2020 |
| Doubletree By Hilton | Ann Arbor | MI | 02/2020 | 03/2021 |
| Merrill Lynch | Pennington | NJ | 01/2023 | 05/2026 |
| Oppenheimer & Co. Inc. | Warrington | PA | 05/2026 | Present |
I*2165292, Entity Type: Entity For Profit, Name of OBA: Hy the King, Address: Yardley, Pennsylvania, 19067, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 05/29/2023, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Music content that is available for streaming on platforms such as Spotify, Apple Music, YouTube, etc. ****PENDING OPCO REVIEW****
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-14 |
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